China Securities Industry Report, 2009-2010

【Table of Contents】 

1 Overview of China Securities Industry
1.1 Industry Development
1.2 Evolution of Securities Companies
1.3 Regulatory Environment
1.4 Development Trends
1.4.1 Increasingly Standardized Industry Regulation
1.4.2 Diversification of Profit Model
1.4.3 Still Higher Industrial Concentration
1.4.4 Intensification of Horizontal Competition

2 Traditional Business Competition in China Securities Market
2.1 Brokerage
2.1.1 Overview
2.1.2 Competition Pattern
2.2 Investment Banking Service
2.2.1 Stock Underwriting
2.2.2 Bond Underwriting
2.3 Asset Management
2.3.1 Overview
2.3.2 Competition  
2.4 Proprietary Business

3 Innovation Business in China Securities Industry
3.1 Margin Trading and Securities Lending
3.2 Stock Index Futures
3.3 Direct Investment

4 Major Securities Companies in China
4.1 Galaxy Securities
4.1.1 Profile
4.1.2 Operation
4.2 CITIC Securities
4.2.1 Profile
4.2.2 Operation
4.3 Haitong Securities
4.3.1 Profile
4.3.2 Operation
4.4 GF Securities
4.4.1 Profile
4.4.2 Operation
4.5 China Merchants Securities
4.5.1 Profile
4.5.2 Operation
4.6 Huatai Securities
4.6.1 Profile
4.6.2 Operation
4.7 Everbright Securities
4.7.1 Profile
4.7.2 Operation
4.8 Guotai Junan Securities
4.8.1 Profile
4.8.2 Operation
4.9 Shenyin & Wanguo Securities
4.9.1 Profile
4.9.2 Operation
4.10 China Securities
4.10.1 Profile
4.10.2 Operation
4.11 Hongyuan Securities
4.11.1 Profile
4.11.2 Operation

5 Development in China of Foreign-funded Securities Companies
5.1 Overview
5.2 Policy
5.3 Business
5.3.1 Stock & Bond Underwriting
5.3.2 Brokerage
5.4 Goldman Sachs Gao Hua Securities
5.4.1 Profile
5.4.2 Operation
5.4.3 Development
5.5 UBS Securities
5.5.1 Profile
5.5.2 Operation
5.5.3 Development
5.6 Zhong De Securities
5.6.1 Profile
5.6.2 Operation
5.6.3 Development